Know Your Regulator

Type of Entity	Regulatory Body	Website
Auditors	ICAI/CAG	www.icai.org , www.cag.gov.in
Banks	RBI	www.rbi.gov.in
Banks: Issue Collection	RBI	www.rbi.gov.in
Chit funds	Register of Chit Funds
Collective investment Schemes	SEBI	www.sebi.gov.in
Companies:ALL	MCA/ROC	www.mca.gov.in
Companies: Listed	MCA/ROC/ SEBI	www.mca.gov.in , www.sebi.gov.in
Competition	CCI	www.cci.gov.in
Co-operative Banks	RBI	www.rbi.gov.in
Cost Accountants	ICWAI	www.icwai.org
Credit rating Agencies	SEBI	www.sebi.gov.in
Custodial services	SEBI	www.sebi.gov.in
Debentures	SEBI	www.sebi.gov.in
Depositories	SEBI	www.sebi.gov.in
Foreign Investment Institutions	SEBI	www.sebi.gov.in
Housing Finance Companies	NHB	www.nhb.org.in
Insurance brokers / agents	IRDA	www.irda.gov.in
Insurance Companies	IRDA	www.irda.gov.in
Investment Bankers	SEBI	www.sebi.gov.in
Mutual Funds	SEBI	www.sebi.gov.in
Mutual fund brokers/ agents	SEBI/AMFI	www.sebi.gov.in ,www.amfiindia.com
New Pension Scheme	PFRDA	www.pfrda.irg.in
Non Banking Financial Companies	Rbi	www.rbi.gov.in
Nidhi Companies	MCA	www.mca.gov.in
Plantation Companies	SEBI	www.sebi.gov.in
Portfolio Managers	SEBI	www.sebi.gov.in
Registrars/ Share transfer Agents	SEBI	www.sebi.gov.in
Serious Frauds	SFIO	www.sfio.nic.in
Stockbrokers	SEBI	www.sebi.gov.in
Stock Exchanges	SEBI	www.sebi.gov.in
Sub-brokers	SEBI	www.sebi.gov.in
Venture Capital Funds	SEBI	www.sebi.gov.in

Thanks and Regards

Team

Saarthi Financial Planner

Email: saarthifp@gmail.com

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